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SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: AGENCY INFORMATION COLLECTION ACTIVITIES; SUBMISSION FOR OMB REVIEW; COMMENT REQUEST; EXTENSION: REGULATION SBSR

WASHINGTON, March 6 -- Securities And Exchange Commission has issued a notice called: Agency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Regulation SBSR. ... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: AGENCY INFORMATION COLLECTION ACTIVITIES; SUBMISSION FOR OMB REVIEW; COMMENT REQUEST; EXTENSION: RULE 13E-1

WASHINGTON, March 6 -- Securities And Exchange Commission has issued a notice called: Agency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Rule 13e-1. The ... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: PROGRAM FOR ALLOCATION OF REGULATORY RESPONSIBILITIES PURSUANT TO RULE 17D-2; ORDER APPROVING AND DECLARING EFFECTIVE A PROPOSED PLAN FOR THE ALLOCATION OF REGULATORY RESPONSIBILITIES BETWEEN THE FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC. AND TEXAS STOCK EXCHANGE LLC

WASHINGTON, March 6 -- Securities And Exchange Commission has issued a notice called: Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Order Approving and Declaring Effect... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; CBOE BZX EXCHANGE, INC.; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF A PROPOSED RULE CHANGE TO AMEND RULE 21.15(B) TO INTRODUCE THE EXCHANGE'S CLOCK SERVICE

WASHINGTON, March 6 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SUNSHINE ACT MEETINGS

WASHINGTON, March 6 -- Securities And Exchange Commission has issued a notice called: Sunshine Act Meetings. The notice was published in the Federal Register on March 6 by J. Matthew DeLesDernier, De... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: AGENCY INFORMATION COLLECTION ACTIVITIES; PROPOSED COLLECTION; COMMENT REQUEST; EXTENSION: RULE 15L-1

WASHINGTON, March 6 -- Securities And Exchange Commission has issued a notice called: Agency Information Collection Activities; Proposed Collection; Comment Request; Extension: Rule 15l-1. The notice... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: AGENCY INFORMATION COLLECTION ACTIVITIES; SUBMISSION FOR OMB REVIEW; COMMENT REQUEST; EXTENSION: RULE 17F-1(G)

WASHINGTON, March 6 -- Securities And Exchange Commission has issued a notice called: Agency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Rule 17f-1(g). T... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; NATIONAL SECURITIES CLEARING CORPORATION; NOTICE OF FILING OF PROPOSED RULE CHANGE CONCERNING NEW TRANSACTION REPORTING CAPABILITY FOR MEMBERS THAT MAINTAIN CLEARING RELATIONSHIPS WITH ANOTHER MEMBER

WASHINGTON, March 6 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of Proposed Rule Change ... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; THE NASDAQ STOCK MARKET LLC; NOTICE OF FILING OF PROPOSED RULE CHANGE TO ADOPT LISTING RULE IM-5101-4

WASHINGTON, March 6 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Proposed Rule Change To Adopt List... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; TEXAS STOCK EXCHANGE LLC; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF A PROPOSED RULE CHANGE TO AMEND THE SECOND AMENDED AND RESTATED LIMITED LIABILITY COMPANY AGREEMENT OF TEXAS STOCK EXCHANGE LLC AS THE THIRD AMENDED AND RESTATED LIMITED LIABILITY COMPANY AGREEMENT OF TEXAS STOCK EXCHANGE LLC

WASHINGTON, March 6 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Texas Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Propose... Read More